In This Edition Banking regulations continue to impact hedge funds FSOC moves forward in identifying systemically important financial institutions SEC’s 2014 report provides insight on trends in alternative funds FATCA implementation continues Assessing the Evolving Impact of Banking Regulation on Hedge Funds Hedge funds’ relationships with prime brokers unstable due to new regulations While increased…
In This Edition SEC adopts money market fund rule reforms Definitional changes increase pricing for some credit default swaps Revised regulations broaden the classification of commodity pool operators Private equity funds’ treatment of fees and expenses remains on the SEC’s radar US Money Market Fund Reform Not the good news you hoped for After several…
In this Edition Regulators across the globe begin developing requirements for dark pools trading systems US regulators discourage highly leveraged transactions by banks OTC derivatives rules continue to roll out in the US and Europe FATCA’s debut means more paperwork for funds, investors, and financial institutions Come into the Light Dark pools get more scrutiny…
In This Edition Potential for regulation of systemically important players in the asset management industry An update on the Volcker Rule and bank holdings of CLOs Fragmentation in the global swaps market Regulations for private equity and hedge funds FATCA’s first deadline, and what’s to come Sometimes It’s Good Not To Be “Important” Large US…
Calendar year 2013 was an active year for financial regulatory developments as US regulators continued to work through the rulemaking requirements imposed on them by the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). European regulators were also active, addressing many systemic issues during calendar year 2013. The year 2014 is setting up…